|
|
15 | (4) |
Foreword |
|
19 | (2) |
Acknowledgments |
|
21 | (2) |
|
|
23 | (12) |
|
|
23 | (1) |
|
1.2 Importance Of Dam Safety At All Development Stages |
|
|
23 | (4) |
|
1.3 Overarching Principles |
|
|
27 | (4) |
|
|
31 | (4) |
|
2 Dam Development Phases And Actors |
|
|
35 | (22) |
|
|
35 | (1) |
|
2.2 Related Development Phases |
|
|
35 | (6) |
|
2.2.1 Preliminary studies |
|
|
37 | (1) |
|
2.2.2 Feasibility Studies |
|
|
37 | (2) |
|
|
39 | (1) |
|
|
39 | (1) |
|
2.2.5 Phase de construction |
|
|
39 | (1) |
|
|
39 | (2) |
|
2.3 Typical Activities At Each Of The Pre-Operational Phases |
|
|
41 | (2) |
|
2.4 Definition And Role Of The Different Actors |
|
|
43 | (10) |
|
2.4.1 The Investor / Owner |
|
|
43 | (1) |
|
|
43 | (2) |
|
2.4.3 Board of Consultants |
|
|
45 | (1) |
|
|
45 | (1) |
|
|
45 | (4) |
|
|
49 | (1) |
|
|
49 | (1) |
|
|
49 | (2) |
|
2.4.9 State or National regulatory agency |
|
|
51 | (1) |
|
|
51 | (2) |
|
2.5 Involvement Of The Actors During A Dam Project Development |
|
|
53 | (4) |
|
3 Key Issues To Be Addressed |
|
|
57 | (50) |
|
3.1 Risks Involved In Design And Construction Of Dams |
|
|
57 | (10) |
|
3.1.1 Non-technical aspects |
|
|
57 | (4) |
|
3.1.2 Technical aspects - Major influence of uncertainties |
|
|
61 | (6) |
|
3.1.3 Need for monitoring |
|
|
67 | (1) |
|
3.2 Development Stages And Need For Investigation |
|
|
67 | (12) |
|
|
69 | (4) |
|
|
73 | (2) |
|
3.2.3 Construction supervision |
|
|
75 | (2) |
|
3.2.4 First impounding / Commissioning |
|
|
77 | (1) |
|
3.2.5 Operational documentation |
|
|
77 | (2) |
|
3.3 Rehabilitation Works And Performance Enhancements |
|
|
79 | (20) |
|
|
81 | (8) |
|
3.3.2 Planning rehabilitation works |
|
|
89 | (2) |
|
3.3.3 Performing rehabilitation works |
|
|
91 | (2) |
|
3.3.4 Dam safety management during rehabilitation works |
|
|
93 | (6) |
|
3.4 Dam Scheme Development As A Continuous Process |
|
|
99 | (4) |
|
|
103 | (4) |
|
4 Overarching Safety Management System |
|
|
107 | (44) |
|
4.1 Concept Of Overarching Management System |
|
|
107 | (6) |
|
|
107 | (2) |
|
|
109 | (4) |
|
4.2 Form Of Management System Activities |
|
|
113 | (4) |
|
4.3 Delivering Dam Safety Objectives Through An Integrated Management System |
|
|
117 | (1) |
|
4.4 Transformation Of Project Objectives Into Implementable Actions |
|
|
117 | (8) |
|
4.5 Role Of The Owner/Investor In Securing The Safety Objectives |
|
|
125 | (10) |
|
|
125 | (2) |
|
4.5.2 General responsibility of the Owner |
|
|
127 | (1) |
|
4.5.3 Responsibility and tasks during design phase |
|
|
127 | (4) |
|
4.5.4 Responsibility and tasks during construction and commissioning phases |
|
|
131 | (1) |
|
4.5.5 Project performance vs. dam safety in the development of dam schemes |
|
|
131 | (4) |
|
4.6 Owner Management System |
|
|
135 | (4) |
|
4.6.1 Policies and general organization |
|
|
135 | (2) |
|
4.6.2 Role of Monitoring and Evaluation |
|
|
137 | (1) |
|
4.6.3 Role of Audit, Review and Reporting |
|
|
137 | (2) |
|
4.7 Role Of The Other Main Actors In Securing The Safety Objectives |
|
|
139 | (4) |
|
4.7.1 Role of the Designer |
|
|
139 | (2) |
|
4.7.2 Role of the Contractor |
|
|
141 | (2) |
|
4.8 Management Of Risk And Uncertainty In A Dam Development |
|
|
143 | (6) |
|
4.9 Importance Of Management Of Changes |
|
|
149 | (1) |
|
4.10 Role Of Arbitration In Disputes |
|
|
149 | (2) |
|
|
151 | (36) |
|
5.1 General Consideration |
|
|
151 | (12) |
|
|
151 | (4) |
|
5.1.2 Safety engineering principles |
|
|
155 | (2) |
|
5.1.3 Fundamental << Defense in depth <> principles |
|
|
157 | (4) |
|
5.1.4 Key capability requirements |
|
|
161 | (2) |
|
5.2 Safety Design Principles |
|
|
163 | (8) |
|
|
163 | (2) |
|
5.2.2 Proven engineering practices |
|
|
165 | (2) |
|
5.2.3 Safe materials and methods |
|
|
167 | (1) |
|
5.2.4 Preserving asset function through life time |
|
|
167 | (2) |
|
5.2.5 Specific principles for mechanical, electrical and control system equipment |
|
|
169 | (2) |
|
5.3 Safety Assessment Principles |
|
|
171 | (16) |
|
5.3.1 General considerations of the required level of safety |
|
|
171 | (2) |
|
5.3.2 Safety Classification and Standard |
|
|
173 | (2) |
|
5.3.3 Performance assessment |
|
|
175 | (1) |
|
5.3.3.1 Structural performance |
|
|
175 | (2) |
|
5.3.3.2 Hydraulic performance |
|
|
177 | (2) |
|
|
179 | (2) |
|
|
181 | (1) |
|
5.3.6 Safety assessment for serviceability (Delivery of Design Capability and Performance Capacity) |
|
|
181 | (2) |
|
5.3.7 Considering human aspects during operation at the design stage |
|
|
183 | (4) |
|
|
187 | (4) |
References |
|
191 | (2) |
Glossary |
|
193 | (6) |
Appendix A |
|
199 | (7) |
Appendix B |
|
206 | |