Contributors |
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xv | |
Preface |
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xvii | |
1 Review of Certain Recent Advances in Randomized Response Techniques |
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1 | (12) |
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1 | (1) |
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2 Warner's and Related Techniques |
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2 | (1) |
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3 | (1) |
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4 | (1) |
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5 Certain Recent Theoretical and Practical Results |
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5 | (3) |
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5 | (1) |
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5.2 Stratification and RRT |
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6 | (1) |
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5.3 Cramer-Rao Lower Bound |
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7 | (1) |
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7 | (1) |
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7 | (1) |
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8 | (1) |
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8 | (1) |
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8 | (1) |
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9 | (1) |
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9 | (4) |
2 The Background and Genesis of Randomized Response Techniques |
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13 | (4) |
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3 How Randomized Response Techniques Need not Be Confined to Simple Random Sampling but Liberally Applicable to General Sampling Schemes |
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17 | (12) |
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17 | (2) |
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2 Two Prominent RR Devices Revised for General Applications |
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19 | (3) |
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2.1 Warner Stanley's (1965) Device |
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19 | (1) |
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2.2 Simmon's RR Device Revised |
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20 | (2) |
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22 | (1) |
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23 | (1) |
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4.1 When a Characteristic Is Qualitative and SRSWR Is Allowed |
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23 | (1) |
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4.2 When a General Sampling Design Is Allowed to Cover a Qualitative Characteristic |
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23 | (1) |
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4.3 Protection of Privacy Covering Quantitative Variables |
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24 | (1) |
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24 | (2) |
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26 | (3) |
4 The Classical Randomized Response Techniques: Reading Warner (1965) and Greenberg et al. (1969) 50 Years Later |
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29 | (14) |
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29 | (1) |
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2 Warner's Randomized Response Technique |
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30 | (3) |
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3 The Unrelated Question Model |
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33 | (4) |
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4 Reading Warner (1965) and Greenberg et al. (1969) 50 Years Later |
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37 | (3) |
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40 | (1) |
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40 | (3) |
5 On the Estimation of Correlation Coefficient Using Scrambled Responses |
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43 | (48) |
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43 | (2) |
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2 Two Scrambling Variable Randomized Response Technique |
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45 | (1) |
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3 Scrambling Variables Are Dependent |
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46 | (2) |
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4 Estimation of the Correlation Coefficient pxy |
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48 | (6) |
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5 Bias and Mean Squared Error of rxy |
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54 | (4) |
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6 Scrambling Variables Are Independent |
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58 | (1) |
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7 Bias and Mean Square Error of r1 |
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59 | (2) |
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8 Single Scrambling Variable Randomized Response Technique |
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61 | (2) |
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9 Bias and Mean Squared Error of r2 |
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63 | (4) |
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10 Correlation Between Sensitive and Nonsensitive Variable |
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67 | (2) |
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11 Bias and Mean Square Error of r3 |
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69 | (1) |
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69 | (13) |
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82 | (1) |
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83 | (6) |
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89 | (2) |
6 Admissible and Optimal Estimation in Finite Population Sampling Under Randomized Response Models |
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91 | (14) |
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91 | (1) |
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2 Notations and Preliminaries |
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92 | (4) |
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3 Estimation Based on Single RR |
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96 | (3) |
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3.1 Nonexistence of a Best Estimator |
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96 | (1) |
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3.2 Admissibility Results |
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96 | (2) |
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98 | (1) |
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4 Estimation Based on Independent Multiple Responses |
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99 | (2) |
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4.1 Nonexistence of a Best Estimator |
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100 | (1) |
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4.2 Admissibility Results |
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100 | (1) |
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101 | (1) |
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101 | (1) |
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102 | (3) |
7 A Mixture of True and Randomized Responses in the Estimation of the Number of People Having a Certain Attribute |
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105 | (14) |
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105 | (3) |
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2 A General RR Technique for the Estimation of Group Size |
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108 | (1) |
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3 Combining True and Randomized Responses |
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109 | (5) |
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4 A Vivid Illustration of This Strategy Including True and Masked Responses |
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114 | (3) |
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117 | (2) |
8 Estimation of Complex Population Parameters Under the Randomized Response Theory |
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119 | (14) |
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119 | (2) |
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2 Foundations of Functional Linearization |
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121 | (2) |
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3 Functional Linearization with the RR Technique |
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123 | (2) |
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125 | (1) |
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5 Further Examples with Some Inequality Indices |
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126 | (3) |
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129 | (1) |
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129 | (1) |
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130 | (3) |
9 An Efficient Randomized Response Model Using Two Decks of Cards Under Simple and Stratified Random Sampling |
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133 | (22) |
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133 | (3) |
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2 Efficient Randomized Response Model Under Simple Random Sampling |
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136 | (5) |
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136 | (3) |
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2.2 Efficiency Comparison |
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139 | (2) |
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141 | (1) |
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4 Efficient Randomized Response Model Under Stratified Random Sampling |
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142 | (6) |
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4.1 The Proposed Stratified Model |
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142 | (5) |
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4.2 Efficiency Comparison |
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147 | (1) |
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5 Double Sampling for the Proposed Stratified Model |
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148 | (5) |
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153 | (1) |
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153 | (2) |
10 Software for Randomized Response Techniques |
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155 | (14) |
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155 | (1) |
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2 Software for Helping to Conduct a Survey with RR |
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156 | (2) |
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3 Software for the Estimation with Data Obtained Using RR Techniques |
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158 | (4) |
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162 | (2) |
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164 | (1) |
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164 | (5) |
11 Poststratification Based on the Choice of Use of a Quantitative Randomization Device |
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169 | (22) |
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169 | (1) |
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2 Poststratification Based on the Choice of a Quantitative Randomization Device |
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170 | (3) |
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173 | (1) |
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174 | (15) |
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189 | (2) |
12 Variance Estimation in Randomized Response Surveys |
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191 | (18) |
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191 | (3) |
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2 Variance of Horvitz-Thompson (1952) Estimator |
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194 | (3) |
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3 Variance of Hansen-Hurwitz (1943) Estimator |
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197 | (3) |
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4 Variance of Raj's (1956) Ordered Estimator |
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200 | (2) |
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5 Variance of Murthy's (1957) Unordered Estimator |
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202 | (2) |
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6 Variance of Ratio Estimator Based on Lahiri (1951), Midzuno (1952), and Sen's (1953) Sampling Scheme |
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204 | (2) |
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7 Variance of Hartley-Ross (1954) Unbiased Ratio-Type Estimator |
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206 | (1) |
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207 | (2) |
13 Behavior of Some Scrambled Randomized Response Models Under Simple Random Sampling, Ranked Set Sampling and Rao-Hartley-Cochran Designs |
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209 | (12) |
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209 | (1) |
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210 | (2) |
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3 Behavior Under RHC Unequal Probability Model |
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212 | (2) |
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214 | (5) |
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219 | (1) |
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220 | (1) |
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220 | (1) |
14 Estimation of a Finite Population Variance Under Linear Models for Randomized Response Designs |
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221 | (12) |
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221 | (3) |
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2 Optimal Estimation of V |
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224 | (4) |
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228 | (2) |
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230 | (3) |
15 Randomized Response and New Thoughts on Politz-Simmons Technique |
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233 | (20) |
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233 | (1) |
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234 | (12) |
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2.1 Randomized Response Hartley-Politz-Simmons FRR-HPS] Technique |
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234 | (2) |
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2.2 A New RR-HPS Technique |
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236 | (10) |
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246 | (1) |
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246 | (5) |
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251 | (2) |
16 Optional Randomized Response: A Critical Review |
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253 | (20) |
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253 | (3) |
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1.1 Warner's Technique: The Pioneering Method |
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254 | (1) |
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1.2 Ericksson's Technique |
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255 | (1) |
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256 | (1) |
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2 General Method of Estimation |
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256 | (2) |
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3 Optional Randomized Response Techniques |
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258 | (9) |
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258 | (6) |
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264 | (3) |
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267 | (1) |
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268 | (1) |
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269 | (4) |
17 A Concise Theory of Randomized Response Techniques for Privacy and Confidentiality Protection |
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273 | (14) |
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273 | (2) |
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2 Vital Attributes of Randomization Experiments |
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275 | (3) |
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3 Statistical Estimation for Fixed P |
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278 | (2) |
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4 Estimation Under Invariant Post-randomization |
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280 | (2) |
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5 Assessing Privacy and Confidentiality Protection |
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282 | (2) |
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284 | (1) |
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284 | (1) |
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285 | (2) |
18 A Review of Regression Procedures for Randomized Response Data, Including Univariate and Multivariate Logistic Regression, the Proportional Odds Model and Item Response Model, and Self-Protective Responses |
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287 | (30) |
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288 | (1) |
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2 Univariate and Multivariate RR Data, No Explanatory Variables |
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289 | (3) |
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289 | (2) |
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291 | (1) |
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3 Logistic Regression of Univariate RR Data |
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292 | (5) |
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292 | (1) |
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293 | (1) |
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294 | (3) |
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4 Extensions of Regression Approaches to Multivariate RR Data |
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297 | (7) |
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4.1 The Multivariate Logistic Regression Model Proposed by Glonek and McCullagh |
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297 | (4) |
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4.2 Proportional Odds Model |
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301 | (3) |
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5 Models Including Self-Protective Responses |
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304 | (9) |
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304 | (1) |
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5.2 Self-Protective Responses |
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305 | (1) |
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306 | (5) |
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311 | (2) |
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313 | (4) |
19 Eliciting Information on Sensitive Features: Block Total Response Technique and Related Inference |
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317 | (14) |
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1 Randomized Response Technique |
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317 | (1) |
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2 Block Total Response Technique |
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318 | (2) |
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3 SBTRM : Use of BIBD and Complimentary BIBD |
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320 | (1) |
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4 Relative Comparison of BIBD-Based SBTRMs |
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320 | (1) |
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5 Deriving the EB Estimators |
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321 | (3) |
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324 | (2) |
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326 | (1) |
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326 | (1) |
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326 | (2) |
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A.1 Illustrative Examples |
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327 | (1) |
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328 | (3) |
20 Optional Randomized Response Revisited |
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331 | (10) |
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331 | (1) |
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332 | (2) |
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334 | (3) |
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4 General Sampling Designs |
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337 | (1) |
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338 | (1) |
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339 | (1) |
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339 | (2) |
21 Measures of Respondent Privacy in Randomized Response Surveys |
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341 | (12) |
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341 | (2) |
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2 Qualitative Stigmatizing Variable |
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343 | (3) |
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3 Quantitative Stigmatizing Variable |
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346 | (3) |
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3.1 Continuous Stigmatizing Variable |
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346 | (1) |
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3.2 Discrete Stigmatizing Variable |
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347 | (2) |
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349 | (1) |
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350 | (3) |
22 Cramer-Rao Lower Bounds of Variance for Estimating Two Proportions and Their Overlap by Using Two Decks of Cards |
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353 | (34) |
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353 | (4) |
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354 | (2) |
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356 | (1) |
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2 Cramer-Rao Lower Bounds of Variances for the Simple Model |
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357 | (2) |
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3 Cramer-Rao Lower Bounds of Variances for the Crossed Model |
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359 | (2) |
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4 Comparison of the Variances and Lower Bounds |
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361 | (3) |
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364 | (2) |
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6 Range Restricted Maximum Likelihood Estimates |
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366 | (4) |
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370 | (1) |
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371 | (2) |
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Appendix B Codes Used in Simulation Studies |
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373 | (12) |
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385 | (2) |
23 Estimating a Finite Population Proportion Bearing a Sensitive Attribute from a Single Probability Sample by Item Count Technique |
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387 | (18) |
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388 | (1) |
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2 Item Count Technique Using a Single Sample |
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389 | (4) |
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3 An Alternative Estimator of VP (ΘA) |
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393 | (2) |
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395 | (6) |
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401 | (2) |
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403 | (1) |
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403 | (2) |
24 Surveying a Varying Probability Adaptive Sample to Estimate Cost of Hospital Treatments of Sensitive Diseases by RR Data Gathering |
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405 | (8) |
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405 | (1) |
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406 | (1) |
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407 | (1) |
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4 Adaptive Cluster Sampling |
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407 | (1) |
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408 | (1) |
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5 Revised Adaptive Randomized Response Surveys |
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408 | (2) |
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410 | (2) |
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412 | (1) |
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412 | (1) |
25 Estimation of Means of Two Rare Sensitive Characteristics: Cramer-Rao Lower Bound of Variances |
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413 | (14) |
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413 | (3) |
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2 Estimation of Two Rare Sensitive Attributes |
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416 | (3) |
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3 Proposed Randomized Response Model for Two Rare Sensitive Attributes |
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419 | (3) |
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422 | (2) |
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424 | (1) |
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424 | (1) |
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425 | (2) |
26 Estimating Sensitive Population Proportion by Generating Randomized Response Following Direct and Inverse Hypergeometric Distribution |
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427 | (16) |
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427 | (2) |
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2 Generating RR by Hypergeometric Distribution |
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429 | (1) |
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3 Generating RR by Negative Hypergeometric Distribution |
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430 | (2) |
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4 Comparative Efficiencies of Inverse Hypergeometric vs Direct Hypergeometric RR Generation for Different Sampling Schemes |
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432 | (5) |
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433 | (1) |
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433 | (1) |
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434 | (1) |
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4.4 Rao, Hartley, and Cochran's Sampling of Size n |
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434 | (1) |
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4.5 Midzuno's (1952) Sampling of n Persons |
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435 | (1) |
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4.6 Comparison of the Efficiencies |
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436 | (1) |
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5 Numerical Illustration Showing Relative Performances by Simulation |
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437 | (3) |
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440 | (1) |
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440 | (1) |
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440 | (3) |
27 Incredibly Efficient Use of a Negative Hypergeometric Distribution in Randomized Response Techniques |
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443 | (28) |
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443 | (4) |
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2 Singh and Sedory Randomization Device |
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447 | (5) |
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3 Proposed Incredibly Efficient Randomization Device |
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452 | (5) |
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457 | (2) |
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5 Limiting Case with Four Decks of Cards |
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459 | (4) |
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6 Relative Efficiency of the Limiting Case |
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463 | (3) |
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466 | (1) |
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466 | (3) |
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469 | (2) |
28 Comparison of Different Imputing Methods for Scrambled Responses |
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471 | (26) |
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471 | (3) |
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2 Ratio Method of Imputing Scrambled Responses |
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474 | (1) |
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3 Regression Method of Imputing Scrambled Responses |
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475 | (1) |
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4 Imputing Scrambled Responses Using Higher Order Moments of An Auxiliary Variable |
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476 | (1) |
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477 | (1) |
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6 Properties of Different Estimators |
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478 | (4) |
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7 Application to a Real Data Set |
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482 | (11) |
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493 | (1) |
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493 | (4) |
29 On an Indirect Response Model |
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497 | (18) |
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497 | (2) |
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499 | (13) |
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500 | (4) |
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2.2 Maximum Likelihood or Pseudolikelihood Method |
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504 | (5) |
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509 | (3) |
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512 | (1) |
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513 | (2) |
Index |
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515 | |