This book provides a blueprint for an International Legally Binding Instrument (ILBI) for the conservation and sustainable use of marine biodiversity beyond national jurisdiction (BBNJ). The development of an ILBI could signify a pivotal turning point in the law of the sea.
This book provides a blueprint for an International Legally Binding Instrument (ILBI) for the conservation and sustainable use of marine biodiversity beyond national jurisdiction (BBNJ). The development of an ILBI could signify a pivotal turning point in the law of the sea by addressing regulatory, governance and institutional gaps and deficiencies in the existing international law framework for BBNJ.
This book analyses the essential components an ILBI will require to effectively conserve and sustainably use BBNJ, focusing on marine genetic resources, areabased management tools, environmental impact assessments, capacity-building and marine technology transfer. It investigates potential areas of compromise, as the success of an ILBI will rely upon the support of a powerful bloc of maritime States, principally the United States, the United Kingdom, Russia, the Netherlands, France and Japan. The participation of major maritime powers will be critical as it is their nationals, corporations and flag vessels that have the financial and technical wherewithal to undertake activities beyond national jurisdiction. This bloc of States has historically been the strongest proponent of the Grotian doctrine of freedom of the seas as it aligns with their predominant interest to preserve navigational freedom for their merchant and military fleets. Accordingly, this book assesses the extent to which the Grotian doctrine continues to exert influence on the development of the law of the sea and the development of an ILBI.
Providing a comprehensive overview of this important development in international law, this book will be of interest to students, lecturers and academics of law of the sea, international environmental law and biodiversity law.
Acknowledgements
List of abbreviations
Introduction
0.1 The development of the law of the sea
0.2 The Grotian doctrine and maritime (flag) Statespast and present
0.3 Is the BBNJ process a case of history repeating itself?
0.4 Building bridges between competing positions 7
0.5 Understanding the essential components of an ILBI
0.6 A principled backbone
0.7 An access and benefit-sharing (ABS) regime built on planks of compromise
0.8 A modern, flexible and compromise approach to MPAs
0.9 Overarching recipe for environmentally sustainable decision-making in
ABNJ
0.10 A sine qua non of the ILBIcapacity-building and technology transfer
(CBTT)
References
1 The promise and limits of international legal protection of BBNJ
Introduction
1.1 Areas beyond national jurisdiction
1.1.1 The geographical scope of the ILBI
1.1.1.1 The high seas
1.1.1.2 The Area
1.2 Marine biological diversity
1.2.1 The material scope of the ILBI
1.2.1.1 The concept of biological diversity
1.2.1.2 Defining marine biodiversity in the ILBI
1.2.2 The significance of BBNJ
1.2.2.1 Hydrothermal ventsoases of life in a submarine desert
1.2.2.2 Seamountsmajestic mountains in the sea 2
1.2.2.3 Cold-water corals (CWCs)lush gardens in the deep-sea
1.2.3 Ecosystem services
1.3 The troubled waters of ABNJ
1.3.1 Increasing threats from anthropogenic activities
1.3.1.1 Fishing
1.3.1.2 Deep-seabed mining
1.3.1.3 Marine scientific research (MSR)
1.3.1.4 Marine litter
1.3.2 Increasing pressure from climate-associated stressors
1.3.3 Gaps and limitations in the existing international law framework
1.3.3.1 General framework nature of UNCLOS
1.3.3.2 Patchwork of international, regional and sectoral bodies
1.4 A brief historical overview of the BBNJ process
1.4.1 Early developments
1.4.1.1 Ad hoc Open-ended Informal Working Group (BBNJ Working Group)
1.4.1.2 The Preparatory Committee (PrepCom)
1.4.1.3 Intergovernmental Conference (IGC)
1.4.1.4 The current state of play
1.5 Conclusion
References
2 The Grotian tradition and its place in the BBNJ negotiations: Is it a case
of history repeating itself?
Introduction
2.1 The history and formulation of the Grotian doctrine
2.1.1 The dawn of Mare Liberum
2.1.1.1 Ancient origins
2.1.1.2 Dividing the oceans in halfthe catalyst for Mare Liberum
2.1.1.3 Open seas versus closed seasthe battle of the books
2.1.1.4 The main components of Mare Liberum
2.1.1.5 Maritime States and Mare Liberuma special relationship begins
2.1.1.6 The modern codification of the Grotian doctrine
2.2 The Grotian doctrine and the Constitution for the Oceans
2.2.1 How Mare Liberum fits within the UNCLOS framework
2.2.1.1 Freedom of the high seas
2.2.2 A balancing actopen seas versus closed seas
2.2.3 Erosion of the Grotian doctrine
2.3 Freedom of the high seas versus CHM
2.3.1 An unequal freedom
2.3.2 Opposite objectives
2.3.3 The leader of the packthe US
2.3.4 Unwanted consequences
2.4 The Grotian doctrines place in the BBNJ negotiations
2.4.1 A feeling of déją vu?
2.4.2 Freedom of the high seas versus CHM 2.0
2.4.2.1 Freedom of the high seas and MGRs
2.4.2.2 CHM and MGRs
2.4.3 Marine protected areas (MPAs)
2.5 The Grotian doctrinebuilding block or roadblock?
2.5.1 The only way forward is compromise
2.6 Conclusion
References
3 A principled backbone: The potential role of modern governance principles
and approaches in an ILBI
Introduction
3.1 Compiling a set of modern governance tools
3.1.1 Benefits of a single source
3.1.2 Implementation gaps
3.1.2.1 Protection and preservation of the marine environment
3.1.2.2 The ecosystem approach
3.1.2.3 The precautionary principle
3.1.2.4 The integration approach
3.2 A principle-based approach to the management of ABNJ
3.2.1 Completing the transition to principled ocean governance
3.2.2 Function 1guides for ocean governance in ABNJ
3.2.3 Function 2meat for the bones of the BBNJ package deal
3.3 The implementation and operationalisation of governance principles and
approaches through the BBNJ package deal
3.3.1 Turning rhetoric into action
3.3.2 Implementing and operationalising the ecosystem approach through MPAs
3.3.3 Implementing and operationalising the precautionary principle through
EIA
3.3.4 Implementing and operationalising the integration approach through CBTT
3.4 Conclusion
References
4 A blueprint for Blue Gold: The search for planks of compromise in an ILBI
Introduction
4.1 Unpeeling layers of scope
4.1.1 A common understanding of MGRs
4.1.2 Marine scientific research (MSR) versus bioprospecting
4.1.3 Monetary versus non-monetary benefits
4.1.4 Vertical and horizontal layers of complexity
4.2 A legal regime for MGRs of ABNJ
4.2.1 A compromise for the ideological tug-of-war
4.2.2 The CHM principle
4.2.3 The freedom of the high seas
4.2.4 The golden middle way
4.3 A guiding principle for MGRs
4.3.1 The CCH concepta potential circuit-breaker?
4.3.2 The potential role of CCH in an ILBI
4.4 Accessthe first pillar of an ABS regime
4.4.1 To regulate, or not to regulate, that is the question
4.4.1.1 A stringent approach to access
4.4.1.2 A light approach to access
4.4.2 An access model built on compromise
4.4.2.1 An open access approach
4.4.2.2 Environmentally sound accesslinking ABS with ABMTs
4.4.2.3 A common pool approach to ex-situ MGRs
4.5 Benefit-sharingthe second pillar of an ABS regime
4.5.1 A stringent approach to benefit-sharing
4.5.2 A light approach to benefit-sharing
4.5.3 A benefit-sharing model built on compromise
4.6 Monitoring and compliancethe third pillar of an ABS regime
4.6.1 A choice of institutions
4.6.1.1 Extending an existing mandate
4.6.2 A new body
4.6.2.1 A compliance system built on notification and traceability
4.6.2.2 Management of contribution fund and other relevant tasks
4.7 Conclusion
References
5 Caught in a geopolitical undertow: Marine protected areas beyond national
jurisdiction
Introduction
5.1 MPAs in the current legal seascape
5.1.1 An unfinished agenda
5.1.2 Lack of a definition
5.1.3 Lack of a global mechanism
5.1.4 The prevailing regional and sectoral approach
5.2 Are high seas MPAs still caught up in a geopolitical undertow?
5.2.1 Kayes geopolitical factors
5.2.1.1 The traditional high seas framework
5.2.1.2 Strategic considerations
5.2.1.3 High seas fisheries
5.2.1.4 Marine scientific research (MSR)
5.2.1.5 Deep-seabed issues
5.2.1.6 The potential to undermine existing arrangements
5.2.1.7 Geographically disadvantaged States
5.2.1.8 Adjacent coastal States
5.3 Geopolitical agendashindering progress, influencing outcomes
5.3.1 The Southern Oceana case study
5.3.2 The CAMLR Convention
5.3.2.1 The South Orkney Islands southern shelf MPA
5.3.2.2 The Ross Sea region MPA
5.4 MPAs under an ILBIclearing a path through compromise
5.4.1 The MPA process
5.4.2 Identification of priority protection areas
5.4.2.1 Limitations of a VME-focused approach
5.4.3 Designation process
5.4.4 Decision-making
5.5 Conclusion
References
6 Environmental impact assessments: Devising a recipe for environmentally
sustainable decision-making under an ILBI
Introduction
6.1 A recipe for the scope of EIA
6.1.1 Defining EIA
6.1.2 Objective and guiding principles
6.1.3 Cumulative impacts
6.2 A recipe for when to conduct EIA
6.2.1 Defining the obligation
6.2.2 Activities that require EIA
6.2.2.1 EIA mandatory for all activities
6.2.2.2 A list approach
6.2.2.3 A threshold test
6.2.2.4 Geographical areas
6.2.3 Combining screening mechanismsa compromise approach
6.3 A recipe for how to conduct EIA in ABNJ
6.3.1 The EIA process
6.3.1.1 A clear set of general procedural steps
6.3.1.2 A clear outline of roles and responsibilities in the decision-making
process coupled with a level of international scrutiny and oversight
6.3.1.3 A clear scope of the terms of reference of an EIA 226
6.3.1.4 A participatory process that engages all relevant stakeholders
6.3.1.5 Review, monitoring and compliance provisions
6.4 Conclusion
References
7 Time to wake the Sleeping Giant: Implementing capacitybuilding and marine
technology transfer in an ILBI
Introduction
7.1 CBTT under UNCLOS
7.1.1 Introducing the Sleeping Giant
7.1.1.1 Capacity-building (CB)
7.1.1.2 Technology transfer (TT)
7.1.1.3 The making of a dormant regime
7.1.1.4 A disjunctive and fragmented framework
7.2 The potential role of CBTT under an ILBI
7.2.1 Giant by name, giant by nature
7.2.1.1 MGRs and benefit-sharing
7.2.1.2 ABMTs including MPAs
7.2.1.3 EIA
7.2.2 Overall objectives of an ILBI
7.3 Mechanisms to wake the Sleeping Giant of UNCLOS
7.3.1 A guide to strengthen existing UNCLOS requirements
7.3.2 Formalising a clearing-house mechanism
7.3.3 Enhancing the data-sharing infrastructure
7.3.4 An innovative funding model
7.3.5 A monitoring, review and follow-up mechanism
7.3.6 A renewed sense of, and duty, to cooperate
7.4 Conclusion
References
8 A bridge to the future protection of BBNJ
Introduction
8.1 Significant milestones
8.1.1 A flourishing cooperative spirit
8.1.2 Agreement on a package deal
8.1.3 The production of a draft negotiating text
8.2 The current state of play
8.3 Bridging the dividepotential compromise solutions
8.4 Looking over the horizonthe future prospects of an ILBI
References
Appendix 1 Section B of the PrepCom Reportareas of divergence
Appendix 2 Comparison of proposed statements of principles for ABNJ
Appendix 3 Nagoya Protocol on Access to Genetic Resources and the Fair and
Equitable Sharing of Benefits arising from their Utilization to the
Convention on Biological Diversity, Annex Monetary and Non-Monetary
Benefits
Appendix 4 Minimum dataset of information for collectors
Appendix 5 Comparison of existing criteria to identify priority protection
areas
Appendix 6 Article 46 of the Revised Draft Negotiating Text List of CBTT
activities
Index
Sarah Louise Lothian is a Lecturer at the Australian National Centre for Ocean Resources and Security (ANCORS), University of Wollongong, Australia and a Barrister at the New South Wales Bar.
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