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El. knyga: Nonresponse in Household Interview Surveys

(University of Michigan, Ann Arbor, MI and Joint Program in Survey Methodology, College Park, MD), (University of Michigan, Ann Arbor, MI and Joint Program in Survey Methodology, College Park, MD)
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Addresses issues critical to dealing with nonresponse in surveys, reducing nonresponse during survey data collection, and constructing statistical compensations for the effects of nonresponse on key survey estimates. Factors examined include the likelihood of contact, household characteristics, social environment, the interviewer, and householder-interviewer interactions. How survey design affects participation, and practical survey design acknowledging nonresponse are also discussed. Annotation c. by Book News, Inc., Portland, Or.

A comprehensive framework for both reduction of nonresponse and postsurvey adjustment for nonresponse

This book provides guidance and support for survey statisticians who need to develop models for postsurvey adjustment for nonresponse, and for survey designers and practitioners attempting to reduce unit nonresponse in household interview surveys. It presents the results of an eight-year research program that has assembled an unprecedented data set on respondents and nonrespondents from several major household surveys in the United States.

Within a comprehensive conceptual framework of influences on nonresponse, the authors investigate every aspect of survey cooperation, from the influences of household characteristics and social and environmental factors to the interaction between interviewers and householders and the design of the survey itself.

Nonresponse in Household Interview Surveys:
* Provides a theoretical framework for understanding and studying household survey nonresponse
* Empirically explores the individual and combined influences of several factors on nonresponse
* Presents chapter introductions, summaries, and discussions on practical implications to clarify concepts and theories
* Supplies extensive references for further study and inquiry


Nonresponse in Household Interview Surveys is an important resource for professionals and students in survey methodology/research methods as well as those who use survey methods or data in business, government, and academia. It addresses issues critical to dealing with nonresponse in surveys, reducing nonresponse during survey data collection, and constructing statistical compensations for the effects of nonresponse on key survey estimates.

Recenzijos

"...an important resource for professional sand students?as well asthose who use survey methods or data in business, government, andacademia." (Zentralblatt MATH, Vol. 961, 2001/11)

2008 AAPOR (American Association for Public OpinionResearch) Book of the YearAAPOR (American Association for Public Opinion Research) 2008 Book of the Year

Preface ix(4)
Acknowledgments xiii
1. An Introduction to Survey Participation
1(24)
1.1 Introduction
1(1)
1.2 Statistical Impacts of Nonresponse on Survey Estimates
1(14)
1.3 How Householders Think about Survey Requests
15(3)
1.4 How Interviewers Think about Survey Participation
18(2)
1.5 How Survey Design Features Affect Nonresponse
20(2)
1.6 The Focus of this Book
22(1)
1.7 Limitations of this Book
22(1)
1.8 Summary
23(2)
2. A Conceptual Framework for Survey Participation
25(22)
2.1 Introduction
25(1)
2.2 Practical Features of Survey Nonresponse Needing Theoretical Explanation
25(4)
2.3 A Conceptual Structure for Survey Participation
29(13)
2.4 Implications for Research
42(3)
2.5 Practical Implications for Survey Implementation
45(1)
2.6 Summary
46(1)
3. Data Resources for Testing Theories of Survey Participation
47(32)
3.1 Introduction
47(2)
3.2 Approaches to Studying Nonresponse
49(2)
3.3 Qualitative Data from Interviewer Group Discussions
51(1)
3.4 Decennial Census Match of Survey Records to Census Records
51(13)
3.5 Documentation of Interaction Between Interviewers and Householders
64(8)
3.6 Surveys of Interviewers
72(2)
3.7 Measures of Social and Economic Ecology of Sample Households
74(2)
3.8 Limitations of the Tests of the Theoretical Perspective
76(1)
3.9 Summary
77(2)
4. Influences on the Likelihood of Contact
79(40)
4.1 Introduction
79(6)
4.2 Social Environmental Indicators of At-Home Patterns
85(3)
4.3 Household-Level Correlates of Contactability
88(6)
4.4 Interviewer-Level Correlates of Contactability
94(1)
4.5 Call-Level Influences on Contacting Sample Households
95(7)
4.6 Joint Effects of Multiple Levels on Contactability
102(12)
4.7 Summary
114(1)
4.8 Practical Implications for Survey Implementation
115(4)
5. Influences of Household Characteristics on Survey Cooperation
119(36)
5.1 Introduction
119(2)
5.2 Opportunity Cost Hypotheses
121(4)
5.3 Exchange Hypotheses
125(6)
5.4 Social Isolation Hypotheses
131(10)
5.5 The Concept of Authority and Survey Cooperation
141(2)
5.6 Joint Effects of Indicators of Social Isolation and Authority
143(2)
5.7 Other Household-Level Influences on Cooperation
145(1)
5.8 Multivariate Models of Cooperation involving Household-Level Predictors
146(4)
5.9 Summary
150(3)
5.10 Practical Implications for Survey Implementation
153(2)
6. Social Environmental Influences on Survey Participation
155(36)
6.1 Introduction
155(1)
6.2 Trends in Response Rates over Time
156(16)
6.3 Cross-National Differences in Response Rates on Similar Surveys
172(1)
6.4 "Natural Experiments" at the Societal Level
173(2)
6.5 Subnational Variation in Survey Cooperation
175(4)
6.6 Analysis of Environmental Influences on Cooperation
179(1)
6.7 Bivariate Relationships of Survey Cooperation and Environmental Factors
180(2)
6.8 Marginal Effects of Individual Environmental Factors
182(3)
6.9 Summary
185(2)
6.10 Practical Implications for Survey Implementation
187(4)
7. Influences of the Interviewers
191(28)
7.1 Introduction
191(1)
7.2 Interviewer Effects on Cooperation
192(3)
7.3 The Role and Task of Interviewers
195(1)
7.4 Socio-Demographic Characteristics of Interviewers
196(2)
7.5 Interviewer Personality
198(2)
7.6 Interviewer Experience
200(5)
7.7 Interviewer Attitudes and Expectations Regarding Nonresponse
205(4)
7.8 Interviewer Behaviors
209(2)
7.9 Multivariate Models of Interviewer-Level Effects
211(4)
7.10 Summary
215(1)
7.11 Practical Implications for Survey Implementation
215(4)
8. When Interviewers Meet Householders: The Nature of Initial Interactions
219(28)
8.1 Introduction
219(1)
8.2 The Initial Interaction from the Householder's Perspective
219(6)
8.3 Cues for Judging the Intent of the Interviewer
225(2)
8.4 Interaction from the Interviewer's Perspective
227(3)
8.5 Empirical Measurement of the Interactions between Interviewers and Householders
230(1)
8.6 Nature of the Householder-Interviewer Interaction
231(13)
8.7 Summary
244(3)
9. Influences of Householder-Interviewer Interactions on Survey Cooperation
247(22)
9.1 Introduction
247(1)
9.2 Tailoring
248(1)
9.3 Maintaining Interaction
249(1)
9.4 Useful Concepts Related to Tailoring
250(2)
9.5 Past Research on Interviewer-Householder Interaction Affecting Cooperation
252(1)
9.6 Predicting the Outcome of Contacts Using Characteristics of the Interaction
253(8)
9.7 Effects of Interviewer-Householder Interaction on the Final Disposition of Sample Households
261(3)
9.8 Summary
264(1)
9.9 Practical Implications for Survey Implementation
265(4)
10. How Survey Design Features Affect Participation
269(26)
10.1 Introduction
269(1)
10.2 The Balance of Cost, Timeliness, Measurement, and Survey Errors
270(1)
10.3 Survey Design Features Affecting Likelihood of Contact of Sample Households
271(3)
10.4 Survey Design Features Affecting Cooperation
274(18)
10.5 Summary
292(3)
11. Practical Survey Design Acknowledging Nonresponse
295(28)
11.1 Introduction
295(2)
11.2 Selection of Sampling Frames
297(2)
11.3 Choice of Mode of Data Collection
299(3)
11.4 Design of Measurement Instruments
302(4)
11.5 Selection and Training of Interviewers
306(1)
11.6 Call Attempts on Sample Units
307(1)
11.7 The First-Contact Protocol
308(1)
11.8 Efforts at Nonresponse Reduction after the First Contact
309(1)
11.9 Postsurvey Adjustments for Unit Nonresponse
310(9)
11.10 Summary
319(4)
References 323(18)
Index 341


ROBERT M. GROVES, PhD, is Professor and Senior Research Scientistat the University of Michigan. He is the author of Survey Errorsand Survey Costs and Chief Editor of Telephone Survey Methodology,both available from Wiley.

MICK P. COUPER, PhD, is Assistant Research Scientist in the SurveyResearch Center at the University of Michigan.
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