In todays highly globalized and regulated economy, private and public organizations face myriad complex laws and regulations. A process designed to detect and prevent regulatory compliance failures is vital. However, such an effective process cannot succeed without development and maintenance of a strong compliance and legal risk management culture.
This wide-ranging handbook pulls together work from experts across universities and industries around the world in a variety of key disciplines such as law, management, and business ethics. It provides an all-inclusive resource, specifying what needs to be known and what needs to be further pursued in these developing areas. With no such single text currently available, the book fills a gap in our current understanding of legal risk management, regulatory compliance, and ethics, offering the potential to advance research efforts and enhance our approaches to effective legal risk management practices.
Edited by an expert on legal risk management, this book is an essential reference for students, researchers, and professionals with an interest in business law, risk management, strategic management, and business ethics.
This book pulls together work from experts around the world in a variety of key disciplines such as law, management, and business ethics. It provides an all-inclusive resource, specifying everything key in the development and maintenance of a strong compliance and legal risk management culture.
Foreword Introduction Part 1: What are Risk Management, Regulatory
Compliance, and Ethics?
Chapter 1: Operational Risk Management
Chapter 2:
Compliance, Corporate Governance, and Corporate Social Responsibility: Part
I- The Interplay Between the Company, the Stakeholder and the Regulators
Chapter 3: Compliance, Corporate Governance, and Corporate Social
Responsibility: Part II-The Interplay Between the Company, the Stakeholder,
and Shareholders
Chapter 4: Understanding and Managing Behavioral Ethics
Risk
Chapter 5: Deconstructing Risk Practical Understanding and
Perspectives
Chapter 6: Fostering Dialog About the Future of Law as Risk
and Compliance are Coming into Their Own Part 2: Contract Risk Management &
Insurance Considerations
Chapter 7: Insurance: A Look Inside the Claims
Department
Chapter 8: Contract Risk Management within an Operational
Context
Chapter 9: Contract Risk and Uncertainty Management
Chapter 10:
Finding Opportunities in Risk for Small Businesses and Subcontractors
Chapter 11: Supply Chain Risk Management Considerations in an Ever-Changing
World Part 3: Corporate Compliance & Ethics Challenges
Chapter 12:
Operationalizing Compliance: Best Practices
Chapter 13: Internal
Investigations
Chapter 14: Human Resources Considerations
Chapter 15: The
Self-Regulatory Organizations Role in Promoting Ethical Behavior in
Industry
Chapter 16: Risk and Compliance Considerations in the Startup
World
Chapter 17: Corporate Compliance and Ethics Challenges, a European
Perspective
Chapter 18: Financial Considerations, a Global Perspective
Part 4: Cyber, Data Risks and Technological Considerations
Chapter 19:
Considerations for a Successful Cybersecurity Program
Chapter 20: Value and
Risk in the Fourth Informational Revolution
Chapter 21: The Convergence of
Social Media, Technology and Data
Chapter 22: Records Management/Records
Retention Risk Considerations
Chapter 23: Quality Management
Considerations
Chapter 24: Data Privacy Considerations, an International
Viewpoint
Chapter 25: Intellectual Property Considerations and Business
Risk in China Part 5: Best Practices Emerging from Lessons Learned
Chapter 26: Environmental Compliance Risk Management
Chapter 27: Compliance
Leadership
Chapter 28: Ethics and Leadership
Chapter 29: Risk and
Innovation
Chapter 30: Uncertainty Management
Chapter 31: A View from the
Top
Virginia A. Suveiu, Esq., counsels on legal risk management, regulatory compliance and commercial law matters, and has held several related positions, including Chief Safeguard Officer and Of Counsel. She is an arbitrator for the Financial Industry Regulatory Authority.
