List of Contributors |
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xiii | |
Part I: Introduction |
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1 The European Union and the Rule of Law-State of Affairs and Ways of Strengthening |
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3 | (34) |
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I Point of Departure: Dangers for the Rule of Law |
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3 | (1) |
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II Function of the Rule of Law in the Law of the Union |
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4 | (5) |
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A 'Community Based on Law' Means Respect for the Law |
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5 | (1) |
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B Rule of Law and Legal Protection as Maxims in the ECJ's Jurisprudence |
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5 | (1) |
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C Rule of Law as Part of the Constitutionalisation Strategy |
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6 | (3) |
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III Rule of Law as Part of the Legal Order of the Union |
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9 | (10) |
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9 | (3) |
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B Rule of Law as Value and Principle |
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12 | (2) |
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C Normative Character of the Rule of Law |
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14 | (1) |
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14 | (1) |
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ii Emanation into the Union Legal Order |
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15 | (1) |
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iii Basis for the Mutual Recognition of Legal Decisions of the Member States |
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16 | (1) |
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iv Respect for the Rule of Law in the Context of the Exercise of the Public Authority of the Union |
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18 | (1) |
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IV Content of the Rule of Law |
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19 | (8) |
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A Necessity of a Determination of the Content of the Rule of Law |
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19 | (2) |
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B Doubts Regarding the Usefulness of the Concept in Legal Terms |
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21 | (1) |
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C Formal and Material Aspects of the Union Rule of Law |
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22 | (3) |
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D Essence of the Union Rule of Law |
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25 | (2) |
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V Systemic Crises of the Rule of Law in the Member States |
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27 | (3) |
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A Risks for the Union Rule of Law Arising from Systemic Crises |
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28 | (1) |
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B Consequences of a 'Systemic Deficit' for the Respect of the Rule of Law |
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29 | (1) |
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VI Procedure for the Implementation of the Rule of Law vis-a-vis the Member States |
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30 | (2) |
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VII Conclusion-Strengthening of the Rule of Law Through Cooperation |
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32 | (5) |
Part II: Core Elements of the Rule of Law |
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2 Principle of Legality and the Hierarchy of Norms |
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37 | (9) |
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I Legality as the Core of the Rule of Law |
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37 | (1) |
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II Legality as a Complex Concept |
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38 | (1) |
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III Three Meanings of Legality |
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39 | (3) |
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A Legality as Compliance with the Law |
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39 | (1) |
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B Legality as Duty of the State |
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40 | (1) |
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C Legality as Dominance of Parliamentary Law |
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41 | (1) |
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IV Legality and the Quality of Law |
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42 | (1) |
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V Legality and the Hierarchy of Norms |
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43 | (1) |
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44 | (2) |
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3 Access to Justice and Judicial Independence: Is There a Role for the EU? |
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46 | (15) |
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I Current Issues Concerning Judicial Independence |
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47 | (3) |
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II Selection and Promotion of Judges |
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50 | (3) |
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III Assignment and Transfer of Cases, Secondment of Judges |
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53 | (5) |
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IV Feasibility and Possibility of EU Activities Concerning Judicial Independence |
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58 | (2) |
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60 | (1) |
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4 Transparency as Part of a European Rule of Law |
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61 | (19) |
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61 | (5) |
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II Access to Documents According to the European Court of Human Rights |
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66 | (10) |
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66 | (1) |
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B Gaskin v United Kingdom |
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67 | (1) |
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C Sdruzeni Jihoceske Matky v Czech Republic |
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68 | (1) |
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D Tdrsasdg a Szabadstigjogokert v Hungary |
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69 | (2) |
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71 | (1) |
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F Youth Initiative for Human Rights v Serbia |
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72 | (2) |
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G Janowiec and Others v Russia |
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74 | (1) |
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H Osterreichische Vereinigung zur Erhaltung, Starkung und Schaffung Eines Wirtschaftlich Gesunden Land- und Forstwirtschaftlichen Grundbesitzes v Austria |
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74 | (2) |
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76 | (1) |
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IV Looking Forward: Digitalisation, Internationalisation, Privatisation |
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77 | (3) |
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80 | (18) |
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80 | (1) |
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II Elements of Legal Certainty |
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81 | (4) |
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81 | (1) |
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81 | (1) |
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81 | (2) |
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83 | (2) |
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III Problem Areas of Legal Certainty |
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85 | (10) |
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A Legal Certainty versus Legal Delegation |
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85 | (1) |
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B Legal Certainty versus Legality |
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86 | (2) |
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C Legal Certainty versus Evolutive Interpretation |
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88 | (3) |
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D Legal Certainty versus Separation of Powers |
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91 | (4) |
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95 | (3) |
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6 The Principle of Proportionality |
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98 | (17) |
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I Historic Roots of the Principle of Proportionality |
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98 | (2) |
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A From Hamurabbi to Common Law |
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98 | (1) |
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B Prussian Police Law of 1794 |
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99 | (1) |
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II Adoption and Generalisation in German Constitutional Law |
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100 | (4) |
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A Contributions of Scholars |
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100 | (1) |
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B Jurisprudence of the Federal Constitutional Court |
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101 | (1) |
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i The Beginning in the 1950s |
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101 | (1) |
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ii Generalisation in the 1960s and 1970s |
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102 | (1) |
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iii Extension to the Equal Protection Clause |
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103 | (1) |
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III Acknowledgement in the Jurisprudence of International Courts and other Countries |
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104 | (2) |
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A European Court of Human Rights |
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104 | (1) |
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B European Court of Justice |
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105 | (1) |
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C Other National Legal Orders |
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106 | (1) |
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IV Five Elements of the Proportionality Test |
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106 | (1) |
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V Three Different Dimensions of Proportionality |
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107 | (3) |
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A Bipolar Legal Relationships between Individuals and the State |
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107 | (1) |
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B Multipolar Legal Relationships |
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107 | (1) |
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C Competence Related Dimension |
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108 | (1) |
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i European Union (Article 5(4) TEU) |
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108 | (1) |
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ii Grundgesetz (Article 28(2) GG) |
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109 | (1) |
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110 | (5) |
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A Standard of Scrutiny and Counter-majoritarian Difficulty |
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110 | (1) |
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111 | (4) |
Part III: Council of Europe and European Union-Different Concepts of the Rule of Law? |
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7 The Council of Europe and the Rule of Law |
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115 | (20) |
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115 | (2) |
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II Defining the Rule of Law within Europe |
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117 | (4) |
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III Monitoring Mechanisms and Other Rule of Law Activities |
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121 | (9) |
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A European Commission for Democracy through Law (Venice Commission) |
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122 | (2) |
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B PACE Monitoring Committee |
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124 | (2) |
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C Group of States against Corruption (GRECO) |
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126 | (2) |
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D European Commission for the Efficiency of Justice (CEPEJ) |
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128 | (1) |
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E Council of Europe Commissioner for Human Rights |
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128 | (2) |
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IV Cooperation on the Rule of Law with the European Union |
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130 | (3) |
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V Concluding Observations |
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133 | (2) |
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8 The Rule of Law in the Jurisprudence of the European Court of Human Rights |
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135 | (20) |
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135 | (1) |
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II Attempting to Define the Rule of Law |
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136 | (3) |
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III The Rule of Law in the Case Law of the European Court of Human Rights |
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139 | (15) |
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A The Rule of Law as a Fundamental Principle of a Democratic Society |
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140 | (2) |
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B Guarantees that are Inherent to the Rule of Law |
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142 | (1) |
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i The Rule of Law and Judicial Oversight |
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142 | (1) |
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ii Due Process Guarantees |
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147 | (3) |
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C The Principle of Legality Under the Convention |
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150 | (1) |
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151 | (3) |
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154 | (1) |
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9 The Rule of Law in the Recent Jurisprudence of the ECJ |
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155 | (18) |
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I Recent Jurisprudence of the ECJ on the Rule of Law |
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156 | (6) |
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A Effective Judicial Protection Against Restrictive Measures |
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157 | (2) |
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B Legislative Discretion and Judicial Scrutiny |
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159 | (1) |
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C Balancing Fundamental Rights |
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160 | (2) |
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II Ensuring the Respect of the Rule of Law by Member States of the European Union |
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162 | (7) |
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163 | (4) |
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B The Role of the ECJ in Ensuring the Respect of the Rule of Law by EU Member States |
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167 | (1) |
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i Impressions of an Ongoing Integration Process |
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167 | (1) |
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ii The Recent Constitutional Evolution in Hungary under Review by the ECJ |
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168 | (1) |
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III Ensuring the Rule of Law-A Never Ending Story |
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169 | (4) |
Part IV: Mechanisms of Implementing the Rule of Law in Europe |
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10 Reinforcement of the Rule of Law Oversight in the European Union: Key Options |
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173 | (24) |
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173 | (2) |
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II Arguments in Favour of the Rule of Law Oversight |
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175 | (4) |
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A The 'What?' Question: On the Nature of the Rule of Law Problems at Issue |
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175 | (2) |
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B The 'Why?' Question: What does the EU have to do with all this? |
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177 | (1) |
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i The All-affected Principle |
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177 | (1) |
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ii The Supranational Federation Approach |
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178 | (1) |
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iii The Principle of Congruence |
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179 | (1) |
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III The Legal Basis for Reinforced EU Oversight |
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179 | (7) |
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180 | (1) |
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B Key Options Framing the Way Forward: What About the Treaty Change? |
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180 | (2) |
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C Legal Bases Currently Available |
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182 | (1) |
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i Articles 2 TEU and 4(2), 3(1) and 13(1) TEU Read Together |
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183 | (1) |
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ii Articles 2 TEU and 19 TEU Read Together |
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184 | (1) |
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iii Articles 2 TEU and 258 TFEU Deployed Together |
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184 | (1) |
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iv Adding Article 260 TFEU |
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185 | (1) |
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186 | (8) |
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A Key Components and Classifications of Procedures |
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187 | (1) |
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i Brand-new Procedures versus (Updated) Existing Ones |
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187 | (1) |
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ii Judicial versus Political Procedures |
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188 | (1) |
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iii Ex ante versus Ex post Procedures |
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188 | (1) |
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iv Avoiding Semblance of Change |
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189 | (1) |
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189 | (1) |
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i Systemic Infringement Procedure |
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189 | (1) |
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ii ECJ Involvement via EU Citizenship Rights |
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190 | (1) |
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191 | (1) |
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i Learning from the Council of Europe |
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191 | (1) |
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ii Using Existing EU Bodies |
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192 | (1) |
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iii Creating a Special New EU Organ: The Copenhagen Commission |
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192 | (1) |
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D Penalties and Sanctions |
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193 | (1) |
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193 | (1) |
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ii Ejecting a Non-compliant Member State from the Union |
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194 | (1) |
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194 | (3) |
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11 The EU Rule of Law Framework |
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197 | (10) |
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197 | (1) |
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A The Concept of Rule of Law-A Common Understanding |
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198 | (1) |
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II Why has the Commission Established the EU Rule of Law Framework? |
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198 | (4) |
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A Infringement Proceedings |
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199 | (1) |
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B The Mechanisms of Article 7 TEU |
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200 | (1) |
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C The Need to Address Intermediate Situations |
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201 | (1) |
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III What are the Conceptual Components of the EU Rule of Law Framework? |
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202 | (3) |
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A The Objective of the EU Rule of Law Framework |
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202 | (1) |
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B 'National Rule of Law Safeguards' |
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203 | (1) |
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C 'Systemic Threat to the Rule of Law' |
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203 | (1) |
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204 | (1) |
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E The Power of the Commission to Establish the Framework |
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204 | (1) |
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IV How Will the EU Rule of Law Framework Function? |
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205 | (1) |
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206 | (1) |
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12 Global Activities and Current Initiatives in the Union to Strengthen the Rule of Law-A State of Play |
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207 | (14) |
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207 | (1) |
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II Global and Regional Activities |
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208 | (4) |
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208 | (3) |
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211 | (1) |
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III Current Initiatives in the European Union |
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212 | (9) |
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A Problems and Shortcomings |
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212 | (3) |
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B The Initiative of the Irish Presidency of the Council in 2013 |
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215 | (1) |
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C The Initiative of 'Four Member States' |
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216 | (1) |
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D Approaches by the Other EU Institutions |
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217 | (4) |
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13 Managing the Rule of Law in a Heterogeneous Context: A Fundamental Rights Perspective on Ways Forward |
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221 | (22) |
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I How Much Heterogeneity can European Unity Afford? The Argument for Minimum Constitutional Cohesion |
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221 | (4) |
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II How to Look at the Rule of Law Debate? The Argument for a Fundamental Rights Perspective |
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225 | (2) |
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III How to Ensure a Rights-based Performance? The Argument for Fundamental Rights Indicators |
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227 | (3) |
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IV How to Move Beyond Sanctions: The Argument for Leading by Example and Learning from Peers |
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230 | (3) |
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V How to Make Fundamental Rights a 'Joined-up' Mission? The Argument for a Bottom-up Approach |
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233 | (1) |
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VI How to Move the Value Debate from Extreme Scenarios to Day to Day Business? The Argument for a Strategic Framework |
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234 | (3) |
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VII Who Does What? Addressing the 'Elephant in the Room' Through a Hybrid Approach with Supranational and Intergovernmental Elements |
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237 | (6) |
Part V: Institutional Implications of Implementing the Rule of Law in Europe |
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14 The EU and Rule of Law-The Unavoidable Question of: Who Controls it? |
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243 | (12) |
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243 | (1) |
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II Institutional Power Play in Organisations and in the EU |
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244 | (1) |
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III The Prelude to the Rule of Law Mechanism-The Negotiations for the Fundamental Rights Agency |
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245 | (2) |
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A The Role of the Agency in the Legislative Procedure |
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246 | (1) |
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B Remit of the Agency-Question of National Country Situations |
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246 | (1) |
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C Role of Council of Europe |
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247 | (1) |
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D Relevance for Rule of Law Discussion |
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247 | (1) |
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IV Institutional Considerations behind the Rule of Law in the EU |
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247 | (6) |
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248 | (1) |
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249 | (1) |
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250 | (2) |
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D Comparison of the Concepts of the Three Principal EU Organs |
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252 | (1) |
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253 | (2) |
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15 The Rule of Law in European Policy: A Parliamentarian's View |
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255 | (10) |
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255 | (1) |
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II The Rule of Law in Neighbourhood Policy and External Action |
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255 | (2) |
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A Neighbourhood-policy: Western Balkans |
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256 | (1) |
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256 | (1) |
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III The Rule of Law Within the Borders of the EU |
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257 | (8) |
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A The Need for an Administrative Law for the European Institutions |
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258 | (1) |
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B The Case of Hungary: The Article 7 Dilemma |
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259 | (3) |
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C The Future of Article 7 TEU |
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262 | (3) |
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16 The Rule of Law and the Constitutionalisation of the European Union |
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265 | (26) |
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265 | (1) |
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II Rule of Law, the Concept and the European Union |
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266 | (3) |
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III Rule of Law and the Process of the Constitutionalisation of the European Union |
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269 | (10) |
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270 | (1) |
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B The Rule of Law at the EU Level |
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271 | (3) |
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C The Rule of Law in the Member States |
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274 | (5) |
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IV Enforcing the Rule of Law in the EU Member States: the Dilemma |
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279 | (3) |
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V The Responsibility to Guarantee the Rule of Law in the Member States: from Institutional Struggle to Institutional Cooperation? |
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282 | (6) |
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288 | (3) |
Index |
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