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El. knyga: Strengthening the Rule of Law in Europe: From a Common Concept to Mechanisms of Implementation

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Respect for the 'rule of law' is, according to Article 2 of the Treaty on European Union, a value on which the Union is founded and a prerequisite for the accession of new Member States. However in some Member States there are deficiencies as regards the independence of the justice system or other aspects of the rule of law, and on several occasions the Union has been confronted with a rule of law crisis. In order to address this problem the book elucidates the principal elements of a common European rule of law in a global context, and explores the different mechanisms and instruments appropriate to safeguard the rule of law and to address future rule of law crises in the Member States.The book brings together contributions from renowned academics, high-ranking professionals and experts in the fields of European law, public international law and constitutional law.
List of Contributors xiii
Part I: Introduction
1 The European Union and the Rule of Law-State of Affairs and Ways of Strengthening
3(34)
Werner Schroeder
I Point of Departure: Dangers for the Rule of Law
3(1)
II Function of the Rule of Law in the Law of the Union
4(5)
A 'Community Based on Law' Means Respect for the Law
5(1)
B Rule of Law and Legal Protection as Maxims in the ECJ's Jurisprudence
5(1)
C Rule of Law as Part of the Constitutionalisation Strategy
6(3)
III Rule of Law as Part of the Legal Order of the Union
9(10)
A Legal Homogeneity?
9(3)
B Rule of Law as Value and Principle
12(2)
C Normative Character of the Rule of Law
14(1)
i Binding Legal Norm
14(1)
ii Emanation into the Union Legal Order
15(1)
iii Basis for the Mutual Recognition of Legal Decisions of the Member States
16(1)
iv Respect for the Rule of Law in the Context of the Exercise of the Public Authority of the Union
18(1)
IV Content of the Rule of Law
19(8)
A Necessity of a Determination of the Content of the Rule of Law
19(2)
B Doubts Regarding the Usefulness of the Concept in Legal Terms
21(1)
C Formal and Material Aspects of the Union Rule of Law
22(3)
D Essence of the Union Rule of Law
25(2)
V Systemic Crises of the Rule of Law in the Member States
27(3)
A Risks for the Union Rule of Law Arising from Systemic Crises
28(1)
B Consequences of a 'Systemic Deficit' for the Respect of the Rule of Law
29(1)
VI Procedure for the Implementation of the Rule of Law vis-a-vis the Member States
30(2)
VII Conclusion-Strengthening of the Rule of Law Through Cooperation
32(5)
Part II: Core Elements of the Rule of Law
2 Principle of Legality and the Hierarchy of Norms
37(9)
Franz Merli
I Legality as the Core of the Rule of Law
37(1)
II Legality as a Complex Concept
38(1)
III Three Meanings of Legality
39(3)
A Legality as Compliance with the Law
39(1)
B Legality as Duty of the State
40(1)
C Legality as Dominance of Parliamentary Law
41(1)
IV Legality and the Quality of Law
42(1)
V Legality and the Hierarchy of Norms
43(1)
VI The Value of Legality
44(2)
3 Access to Justice and Judicial Independence: Is There a Role for the EU?
46(15)
Attila Bado
Janos Boka
I Current Issues Concerning Judicial Independence
47(3)
II Selection and Promotion of Judges
50(3)
III Assignment and Transfer of Cases, Secondment of Judges
53(5)
IV Feasibility and Possibility of EU Activities Concerning Judicial Independence
58(2)
V Conclusions
60(1)
4 Transparency as Part of a European Rule of Law
61(19)
Inger Osterdahl
I Introduction
61(5)
II Access to Documents According to the European Court of Human Rights
66(10)
A Leander v Sweden
66(1)
B Gaskin v United Kingdom
67(1)
C Sdruzeni Jihoceske Matky v Czech Republic
68(1)
D Tdrsasdg a Szabadstigjogokert v Hungary
69(2)
E Kenedi v Hungary
71(1)
F Youth Initiative for Human Rights v Serbia
72(2)
G Janowiec and Others v Russia
74(1)
H Osterreichische Vereinigung zur Erhaltung, Starkung und Schaffung Eines Wirtschaftlich Gesunden Land- und Forstwirtschaftlichen Grundbesitzes v Austria
74(2)
III Tentative Conclusion
76(1)
IV Looking Forward: Digitalisation, Internationalisation, Privatisation
77(3)
5 Legal Certainty
80(18)
Anna Gamper
I Introduction
80(1)
II Elements of Legal Certainty
81(4)
A Formal Certainty
81(1)
i Recognisability
81(1)
ii Predictability
81(2)
B Substantive Certainty
83(2)
III Problem Areas of Legal Certainty
85(10)
A Legal Certainty versus Legal Delegation
85(1)
B Legal Certainty versus Legality
86(2)
C Legal Certainty versus Evolutive Interpretation
88(3)
D Legal Certainty versus Separation of Powers
91(4)
IV Conclusions
95(3)
6 The Principle of Proportionality
98(17)
Peter M. Hither
I Historic Roots of the Principle of Proportionality
98(2)
A From Hamurabbi to Common Law
98(1)
B Prussian Police Law of 1794
99(1)
II Adoption and Generalisation in German Constitutional Law
100(4)
A Contributions of Scholars
100(1)
B Jurisprudence of the Federal Constitutional Court
101(1)
i The Beginning in the 1950s
101(1)
ii Generalisation in the 1960s and 1970s
102(1)
iii Extension to the Equal Protection Clause
103(1)
III Acknowledgement in the Jurisprudence of International Courts and other Countries
104(2)
A European Court of Human Rights
104(1)
B European Court of Justice
105(1)
C Other National Legal Orders
106(1)
IV Five Elements of the Proportionality Test
106(1)
V Three Different Dimensions of Proportionality
107(3)
A Bipolar Legal Relationships between Individuals and the State
107(1)
B Multipolar Legal Relationships
107(1)
C Competence Related Dimension
108(1)
i European Union (Article 5(4) TEU)
108(1)
ii Grundgesetz (Article 28(2) GG)
109(1)
VI Problems
110(5)
A Standard of Scrutiny and Counter-majoritarian Difficulty
110(1)
B Open Questions
111(4)
Part III: Council of Europe and European Union-Different Concepts of the Rule of Law?
7 The Council of Europe and the Rule of Law
115(20)
Jorg Polakiewicz
Jenny Sandvig
I Introduction
115(2)
II Defining the Rule of Law within Europe
117(4)
III Monitoring Mechanisms and Other Rule of Law Activities
121(9)
A European Commission for Democracy through Law (Venice Commission)
122(2)
B PACE Monitoring Committee
124(2)
C Group of States against Corruption (GRECO)
126(2)
D European Commission for the Efficiency of Justice (CEPEJ)
128(1)
E Council of Europe Commissioner for Human Rights
128(2)
IV Cooperation on the Rule of Law with the European Union
130(3)
V Concluding Observations
133(2)
8 The Rule of Law in the Jurisprudence of the European Court of Human Rights
135(20)
Elisabeth Steiner
I Introduction
135(1)
II Attempting to Define the Rule of Law
136(3)
III The Rule of Law in the Case Law of the European Court of Human Rights
139(15)
A The Rule of Law as a Fundamental Principle of a Democratic Society
140(2)
B Guarantees that are Inherent to the Rule of Law
142(1)
i The Rule of Law and Judicial Oversight
142(1)
ii Due Process Guarantees
147(3)
C The Principle of Legality Under the Convention
150(1)
i The Quality of Law
151(3)
IV Concluding Remarks
154(1)
9 The Rule of Law in the Recent Jurisprudence of the ECJ
155(18)
Thomas von Danwitz
I Recent Jurisprudence of the ECJ on the Rule of Law
156(6)
A Effective Judicial Protection Against Restrictive Measures
157(2)
B Legislative Discretion and Judicial Scrutiny
159(1)
C Balancing Fundamental Rights
160(2)
II Ensuring the Respect of the Rule of Law by Member States of the European Union
162(7)
A Actual Context
163(4)
B The Role of the ECJ in Ensuring the Respect of the Rule of Law by EU Member States
167(1)
i Impressions of an Ongoing Integration Process
167(1)
ii The Recent Constitutional Evolution in Hungary under Review by the ECJ
168(1)
III Ensuring the Rule of Law-A Never Ending Story
169(4)
Part IV: Mechanisms of Implementing the Rule of Law in Europe
10 Reinforcement of the Rule of Law Oversight in the European Union: Key Options
173(24)
Carlos Closa
Dimitry Kochenov
I Introduction
173(2)
II Arguments in Favour of the Rule of Law Oversight
175(4)
A The 'What?' Question: On the Nature of the Rule of Law Problems at Issue
175(2)
B The 'Why?' Question: What does the EU have to do with all this?
177(1)
i The All-affected Principle
177(1)
ii The Supranational Federation Approach
178(1)
iii The Principle of Congruence
179(1)
III The Legal Basis for Reinforced EU Oversight
179(7)
A Article 7 TEU
180(1)
B Key Options Framing the Way Forward: What About the Treaty Change?
180(2)
C Legal Bases Currently Available
182(1)
i Articles 2 TEU and 4(2), 3(1) and 13(1) TEU Read Together
183(1)
ii Articles 2 TEU and 19 TEU Read Together
184(1)
iii Articles 2 TEU and 258 TFEU Deployed Together
184(1)
iv Adding Article 260 TFEU
185(1)
IV Oversight Procedures
186(8)
A Key Components and Classifications of Procedures
187(1)
i Brand-new Procedures versus (Updated) Existing Ones
187(1)
ii Judicial versus Political Procedures
188(1)
iii Ex ante versus Ex post Procedures
188(1)
iv Avoiding Semblance of Change
189(1)
B Legal Procedures
189(1)
i Systemic Infringement Procedure
189(1)
ii ECJ Involvement via EU Citizenship Rights
190(1)
C Political Procedures
191(1)
i Learning from the Council of Europe
191(1)
ii Using Existing EU Bodies
192(1)
iii Creating a Special New EU Organ: The Copenhagen Commission
192(1)
D Penalties and Sanctions
193(1)
i Financial Sanctions
193(1)
ii Ejecting a Non-compliant Member State from the Union
194(1)
V Conclusions
194(3)
11 The EU Rule of Law Framework
197(10)
Emmanuel Crabit
Nicolaas Bel
I Introduction
197(1)
A The Concept of Rule of Law-A Common Understanding
198(1)
II Why has the Commission Established the EU Rule of Law Framework?
198(4)
A Infringement Proceedings
199(1)
B The Mechanisms of Article 7 TEU
200(1)
C The Need to Address Intermediate Situations
201(1)
III What are the Conceptual Components of the EU Rule of Law Framework?
202(3)
A The Objective of the EU Rule of Law Framework
202(1)
B 'National Rule of Law Safeguards'
203(1)
C 'Systemic Threat to the Rule of Law'
203(1)
D 'Rule of Law Crisis'
204(1)
E The Power of the Commission to Establish the Framework
204(1)
IV How Will the EU Rule of Law Framework Function?
205(1)
V Conclusions
206(1)
12 Global Activities and Current Initiatives in the Union to Strengthen the Rule of Law-A State of Play
207(14)
Andreas J. Kumin
I Introductory Remarks
207(1)
II Global and Regional Activities
208(4)
A Global Activities
208(3)
B Regional Activities
211(1)
III Current Initiatives in the European Union
212(9)
A Problems and Shortcomings
212(3)
B The Initiative of the Irish Presidency of the Council in 2013
215(1)
C The Initiative of 'Four Member States'
216(1)
D Approaches by the Other EU Institutions
217(4)
13 Managing the Rule of Law in a Heterogeneous Context: A Fundamental Rights Perspective on Ways Forward
221(22)
Gabriel N. Toggenburg
Jonas Grimheden
I How Much Heterogeneity can European Unity Afford? The Argument for Minimum Constitutional Cohesion
221(4)
II How to Look at the Rule of Law Debate? The Argument for a Fundamental Rights Perspective
225(2)
III How to Ensure a Rights-based Performance? The Argument for Fundamental Rights Indicators
227(3)
IV How to Move Beyond Sanctions: The Argument for Leading by Example and Learning from Peers
230(3)
V How to Make Fundamental Rights a 'Joined-up' Mission? The Argument for a Bottom-up Approach
233(1)
VI How to Move the Value Debate from Extreme Scenarios to Day to Day Business? The Argument for a Strategic Framework
234(3)
VII Who Does What? Addressing the 'Elephant in the Room' Through a Hybrid Approach with Supranational and Intergovernmental Elements
237(6)
Part V: Institutional Implications of Implementing the Rule of Law in Europe
14 The EU and Rule of Law-The Unavoidable Question of: Who Controls it?
243(12)
Gregor Schusterschitz
I Introduction
243(1)
II Institutional Power Play in Organisations and in the EU
244(1)
III The Prelude to the Rule of Law Mechanism-The Negotiations for the Fundamental Rights Agency
245(2)
A The Role of the Agency in the Legislative Procedure
246(1)
B Remit of the Agency-Question of National Country Situations
246(1)
C Role of Council of Europe
247(1)
D Relevance for Rule of Law Discussion
247(1)
IV Institutional Considerations behind the Rule of Law in the EU
247(6)
A European Commission
248(1)
B European Parliament
249(1)
C Council
250(2)
D Comparison of the Concepts of the Three Principal EU Organs
252(1)
V Conclusion
253(2)
15 The Rule of Law in European Policy: A Parliamentarian's View
255(10)
Eva Lichtenberger
I Introduction
255(1)
II The Rule of Law in Neighbourhood Policy and External Action
255(2)
A Neighbourhood-policy: Western Balkans
256(1)
B Mexico
256(1)
III The Rule of Law Within the Borders of the EU
257(8)
A The Need for an Administrative Law for the European Institutions
258(1)
B The Case of Hungary: The Article 7 Dilemma
259(3)
C The Future of Article 7 TEU
262(3)
16 The Rule of Law and the Constitutionalisation of the European Union
265(26)
Monica Claes
Matteo Bonelli
I Introduction
265(1)
II Rule of Law, the Concept and the European Union
266(3)
III Rule of Law and the Process of the Constitutionalisation of the European Union
269(10)
A The Rule of EU Law
270(1)
B The Rule of Law at the EU Level
271(3)
C The Rule of Law in the Member States
274(5)
IV Enforcing the Rule of Law in the EU Member States: the Dilemma
279(3)
V The Responsibility to Guarantee the Rule of Law in the Member States: from Institutional Struggle to Institutional Cooperation?
282(6)
VI The Way Forward?
288(3)
Index 291
Werner Schroeder is Full Professor of Law at the University of Innsbruck.