Part I Introduction - Developing Principles of Contemporary Judging |
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1 The Development of Principles of Contemporary Judging |
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3 | (20) |
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1.1 The Challenge of Articulating the Role of Courts |
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5 | (2) |
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1.2 Judicial Theory and the Broader Judicial Studies Context |
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7 | (4) |
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1.3 The Scope and Limit of the Inquiry |
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11 | (3) |
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1.4 The Structure of the Book |
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14 | (3) |
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17 | (6) |
Part II The Nature of the Judicial Function |
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2 Introduction to the Judicial Function |
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23 | (10) |
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2.1 The Limits of the Inquiry |
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27 | (1) |
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2.2 The Basic Parameters of the Judicial Function |
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28 | (2) |
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30 | (3) |
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3 The Judicial Form of Dispute Resolution |
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33 | (16) |
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3.1 A Taxonomy of Dispute Resolution Methods |
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35 | (9) |
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3.1.1 Resolution by Reference to Might - The Battle |
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37 | (2) |
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3.1.2 Resolution by Reference to Merit - The Claim of Right |
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39 | (3) |
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3.1.3 Resolution by Reference to Chance - The Toss of the Coin |
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42 | (2) |
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3.2 The Judicial Form of Third-Party Merit-Based Dispute Resolution |
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44 | (3) |
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47 | (2) |
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4 The Judicial Form of Social Governance |
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49 | (20) |
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4.1 Dispute-Resolution and Social Governance |
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50 | (6) |
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4.1.1 Dispute-Resolution and Governance through 'Power' |
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52 | (2) |
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4.1.2 Dispute-Resolution and Governance through 'Rules' |
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54 | (2) |
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4.2 The Judicial Function and Social Governance |
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56 | (10) |
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4.2.1 The Judicial Function and Governmental Power |
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57 | (1) |
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4.2.2 The Judicial Function and Governance Through Rules |
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58 | (8) |
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66 | (3) |
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5 Articulating the Judicial Function |
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69 | (10) |
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5.1 The Inherent Duality of the Judicial Function |
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71 | (4) |
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75 | (4) |
Part III The Judicial Decision-Making Method |
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6 The Judicial Form of Decision-Making |
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79 | (20) |
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6.1 A Potted History of Judicial Methodology: Of Testaments and Reformations |
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81 | (6) |
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6.1.1 The Old Testament - A Declaratory Role |
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82 | (1) |
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6.1.2 The Reformation: Orthodoxy Challenged |
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83 | (3) |
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6.1.3 The Counter-Reformation |
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86 | (1) |
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6.2 The Archetypal Judge - Re-conceiving the Judicial Ideal |
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87 | (5) |
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6.2.1 Developing a New Archetype: Accepting Irresolvable Tension |
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89 | (3) |
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6.3 Guiding Principles for Contemporary Judicial Decision-Making |
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92 | (4) |
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6.3.1 The Judicial Method as a Balance of Freedom and Constraint |
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94 | (2) |
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96 | (3) |
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7 Law, Merit and the Development of a Governing Dispute-Norm |
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99 | (28) |
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7.1 The Judicial Reasoning Process and the Development of the Dispute-Norm |
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100 | (2) |
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7.2 Existing Legal Normative Statements and 'Source-Based' Reasoning |
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102 | (6) |
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7.2.1 Source as a Constraint |
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102 | (2) |
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7.2.2 Source as Guide: Source-Based Aspects of Judicial Reasoning |
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104 | (4) |
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7.3 Consistency and Analogy Reasoning |
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108 | (11) |
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7.3.1 Consistency as a Constraint |
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109 | (3) |
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7.3.2 Consistency as Guide - Analogical Reasoning in Judicial Decision-Making |
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112 | (7) |
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7.4 Coherence, Legal Principles and Inductive Reasoning |
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119 | (4) |
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7.4.1 Coherence as a Constraint |
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120 | (1) |
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7.4.2 Coherence as a Guide: 'Principle-Based' Judicial Reasoning |
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120 | (3) |
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7.5 Conclusion Regarding Legal Reasoning |
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123 | (1) |
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124 | (3) |
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8 The Role and Assessment of the Factual Circumstances |
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127 | (14) |
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8.1 The Nature of the Factual Circumstances |
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128 | (11) |
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8.1.1 The Problem of Relevance |
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129 | (3) |
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8.1.2 The Problem of Frame of Reference |
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132 | (2) |
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8.1.3 The Problem of 'Truth' and Sufficiency of Proof |
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134 | (3) |
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8.1.4 The Problem of Practical Process - The Methods of Factual Assessment |
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137 | (2) |
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8.2 Conclusions Regarding the Assessment of Fact |
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139 | (1) |
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139 | (2) |
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9 Evaluation and the Application of Law to Fact |
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141 | (18) |
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9.1 Judicial Choice and the Limits of Logic |
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142 | (3) |
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9.2 Influences in Judicial Evaluation, Choice and Justification |
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145 | (4) |
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9.2.1 Influences Regarding Dispute-Resolution |
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146 | (1) |
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9.2.2 Influences Regarding Social (Normative) Governance |
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147 | (2) |
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9.3 Application and Final Determination |
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149 | (2) |
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9.3.1 The Final Act of Application and Resolution |
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150 | (1) |
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9.4 Correctness, Justification and the Importance of Process in Judicial Decision-Making |
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151 | (3) |
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154 | (5) |
Part IV Judicial Impartiality, Deviations and Threats to Judicial Method |
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10 Principles of Judicial Impartiality: Threats to the Independence and Impartiality of Judges |
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159 | (22) |
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10.1 The Relationship Between Judicial Independence and Judicial Impartiality |
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161 | (9) |
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10.1.1 The Origins of Independence and Impartiality |
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162 | (1) |
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10.1.2 The Interrelationship Between the Concepts: International Statements and Declarations |
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163 | (3) |
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10.1.3 Competing Conceptions of Judicial Independence |
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166 | (2) |
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10.1.4 Independence as Impartiality |
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168 | (2) |
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10.2 The Nature of Judicial Impartiality: Improper and Unacceptable Threats to Judicial Decision-Making |
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170 | (2) |
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10.3 Identifying Threats to Judicial Impartiality |
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172 | (4) |
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10.3.1 'Influence' on Judicial Decision-Making |
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172 | (1) |
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10.3.2 'Improper Influence' and the Judicial Method |
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173 | (1) |
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10.3.3 'Unacceptable Influence' and the Judicial Function |
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173 | (2) |
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10.3.4 Conclusions Regarding the Identification of Threats to Judicial Impartiality |
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175 | (1) |
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10.4 Characterising Threats to Judicial Impartiality |
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176 | (3) |
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10.4.1 Implications from the Flexible and Dynamic Nature of the Concept |
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177 | (2) |
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179 | (2) |
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11 Dispute-Specific Threats to Impartiality |
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181 | (16) |
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11.1 The Nature and Form of Dispute-Specific Threats to Impartiality |
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182 | (2) |
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11.1.1 Appearance and Perception of Threat |
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184 | (1) |
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11.2 Particular Dispute-Specific Threats to Impartiality |
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184 | (11) |
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11.2.1 Material Threats to Impartiality |
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185 | (1) |
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11.2.2 Relationship Threats to Impartiality |
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186 | (6) |
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11.2.3 Issue-Based Threats to Impartiality |
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192 | (3) |
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195 | (2) |
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12 Structural Threats to Impartiality |
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197 | (30) |
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12.1 The Nature and Form of Structural Threats to Impartiality |
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198 | (2) |
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12.1.1 Characterising of Threats to Structural Impartiality |
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199 | (1) |
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12.2 Particular Threats to & Responses of Structural Impartiality |
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200 | (19) |
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12.2.1 Threats to the Judge as a Person |
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200 | (6) |
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12.2.2 Threats to the Judicial 'Job' |
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206 | (7) |
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12.2.3 Threats to the Judicial Institution |
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213 | (4) |
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12.2.4 Threats Internal to the Judicial Institution |
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217 | (2) |
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12.3 Conclusions Regarding Judicial Impartiality |
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219 | (2) |
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221 | (6) |
Part V Judicial Integrity and Accountability |
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13 Principles of Judicial Integrity and Accountability |
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227 | (22) |
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13.1 The Active Promotion of Adherence to the Principles of Judging |
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228 | (5) |
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13.1.1 A Concept Often Acclaimed, But Too Rarely Considered |
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231 | (2) |
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13.2 The Scope of Judicial Accountability |
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233 | (2) |
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13.2.1 Defining the Concept of 'Accountability' |
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234 | (1) |
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13.3 The Nature and Purpose of Judicial Accountability |
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235 | (9) |
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13.3.1 The Relationship Between the Judicial Function and Judicial Accountability |
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236 | (1) |
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13.3.2 The 'External Objective' and 'Internal Subjective' Aspects of Accountability |
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237 | (4) |
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13.3.3 The Limits of Judicial Accountability |
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241 | (1) |
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13.3.4 The Relationship Between Judicial Accountability and Judicial Impartiality |
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242 | (2) |
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13.4 Final Observation of the Foundational Principles of Judicial Accountability |
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244 | (2) |
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246 | (3) |
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14 Mechanisms of Accountability |
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249 | (46) |
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14.1 Characterising Mechanisms of Accountability |
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250 | (3) |
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14.1.1 Existing Taxonomies for Characterising Judicial Accountability Mechanisms |
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250 | (2) |
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14.1.2 A Responsive Taxonomy for Characterising Judicial Accountability Mechanisms |
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252 | (1) |
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14.1.3 Defining the Families of Mechanisms |
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252 | (1) |
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14.2 Personal Conduct and Behaviour of the Individual Judge |
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253 | (16) |
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14.2.1 The Professional Disciplining and Sanctioning of Judges |
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255 | (8) |
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14.2.2 Immunity, Civil and Criminal Liability |
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263 | (4) |
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14.2.3 Informal Social Mechanisms of Accountability |
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267 | (2) |
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14.3 The Substantive Performance of the Judicial Role |
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269 | (13) |
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14.3.1 'Open Justice' - Accountability Through Process |
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270 | (2) |
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14.3.2 Judicial Reasons - Accountability Through Justification |
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272 | (3) |
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14.3.3 Judicial Review and Appeal - Consistency, Correctness and Accountability |
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275 | (2) |
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14.3.4 Internal Processes - Accountability Through Internal Mechanisms |
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277 | (2) |
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14.3.5 Criticism and Critique - Testing the Merit of Judicial Determinations |
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279 | (3) |
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14.4 Accountability for the Administration and Operation of the Judicial Institution |
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282 | (6) |
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14.4.1 Financial and Economic Accountability |
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283 | (1) |
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14.4.2 Judicial Management, Performance Standards and Accountability |
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284 | (3) |
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14.4.3 Institutional Reporting Mechanisms and Accountability |
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287 | (1) |
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14.5 Concluding Remarks on Judicial Accountability |
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288 | (1) |
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289 | (6) |
Part VI Conclusions - The Idea of the Court |
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295 | |
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15.1 Defending the Idea of Courts |
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296 | (2) |
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15.2 Understanding Function Requires a Broad Framework |
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298 | (2) |
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15.3 Moving Beyond the Status Quo - Re-imagining the Future of Courts |
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300 | (2) |
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302 | |