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El. knyga: Judicial Function: Fundamental Principles of Contemporary Judging

  • Formatas: EPUB+DRM
  • Išleidimo metai: 16-Sep-2019
  • Leidėjas: Springer Verlag, Singapore
  • Kalba: eng
  • ISBN-13: 9789813291157
  • Formatas: EPUB+DRM
  • Išleidimo metai: 16-Sep-2019
  • Leidėjas: Springer Verlag, Singapore
  • Kalba: eng
  • ISBN-13: 9789813291157

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Judicial systems are under increasing pressure: from rising litigation costs and decreased accessibility, from escalating accountability and performance evaluation expectations, from shifting burdens of case management and alternative dispute resolution roles, and from emerging technologies. For courts to survive and flourish in a rapidly changing society, it is vital to have a clear understanding of their contemporary role and a willingness to defend it. 





This book presents a clear vision of what it is that courts do, how they do it, and how we can make sure that they perform that role well. It argues that courts remain a critical, relevant and supremely well-adjusted institution in the 21st century. 





The approach of this book is to weave together a range of discourses on surrounding judicial issues into a systemic and coherent whole. It begins by articulating the dual roles at the core of the judicial function: third-party merit-baseddispute resolution and social (normative) governance. By expanding upon these discrete yet inter-related aspects, it develops a language and conceptual framework to understand the judicial role more fully. The subsequent chapters demonstrate the explanatory power of this function, examining the judicial decision-making method, reframing principles of judicial independence and impartiality, and re-conceiving systems of accountability and responsibility. The book argues that this function-driven conception provides a useful re-imagining of some familiar issues as part of a coherent framework of foundational, yet interwoven, principles. This approach not only adds clarity to the analysis of those concepts and the concrete mechanisms by which they are manifest, but helps make the case of why courts remain such vital social institutions. 





Ultimately, the book is an entreaty not to take courts for granted, nor to readily abandon the benefits they bring to society. Instead, by understanding the importance and legitimacy of the judicial role, and its multifaceted social benefits, this books challenge us to refresh our courts in a manner that best advances this underlying function.
Part I Introduction - Developing Principles of Contemporary Judging
1 The Development of Principles of Contemporary Judging
3(20)
1.1 The Challenge of Articulating the Role of Courts
5(2)
1.2 Judicial Theory and the Broader Judicial Studies Context
7(4)
1.3 The Scope and Limit of the Inquiry
11(3)
1.4 The Structure of the Book
14(3)
References
17(6)
Part II The Nature of the Judicial Function
2 Introduction to the Judicial Function
23(10)
2.1 The Limits of the Inquiry
27(1)
2.2 The Basic Parameters of the Judicial Function
28(2)
References
30(3)
3 The Judicial Form of Dispute Resolution
33(16)
3.1 A Taxonomy of Dispute Resolution Methods
35(9)
3.1.1 Resolution by Reference to Might - The Battle
37(2)
3.1.2 Resolution by Reference to Merit - The Claim of Right
39(3)
3.1.3 Resolution by Reference to Chance - The Toss of the Coin
42(2)
3.2 The Judicial Form of Third-Party Merit-Based Dispute Resolution
44(3)
References
47(2)
4 The Judicial Form of Social Governance
49(20)
4.1 Dispute-Resolution and Social Governance
50(6)
4.1.1 Dispute-Resolution and Governance through 'Power'
52(2)
4.1.2 Dispute-Resolution and Governance through 'Rules'
54(2)
4.2 The Judicial Function and Social Governance
56(10)
4.2.1 The Judicial Function and Governmental Power
57(1)
4.2.2 The Judicial Function and Governance Through Rules
58(8)
References
66(3)
5 Articulating the Judicial Function
69(10)
5.1 The Inherent Duality of the Judicial Function
71(4)
References
75(4)
Part III The Judicial Decision-Making Method
6 The Judicial Form of Decision-Making
79(20)
6.1 A Potted History of Judicial Methodology: Of Testaments and Reformations
81(6)
6.1.1 The Old Testament - A Declaratory Role
82(1)
6.1.2 The Reformation: Orthodoxy Challenged
83(3)
6.1.3 The Counter-Reformation
86(1)
6.2 The Archetypal Judge - Re-conceiving the Judicial Ideal
87(5)
6.2.1 Developing a New Archetype: Accepting Irresolvable Tension
89(3)
6.3 Guiding Principles for Contemporary Judicial Decision-Making
92(4)
6.3.1 The Judicial Method as a Balance of Freedom and Constraint
94(2)
References
96(3)
7 Law, Merit and the Development of a Governing Dispute-Norm
99(28)
7.1 The Judicial Reasoning Process and the Development of the Dispute-Norm
100(2)
7.2 Existing Legal Normative Statements and 'Source-Based' Reasoning
102(6)
7.2.1 Source as a Constraint
102(2)
7.2.2 Source as Guide: Source-Based Aspects of Judicial Reasoning
104(4)
7.3 Consistency and Analogy Reasoning
108(11)
7.3.1 Consistency as a Constraint
109(3)
7.3.2 Consistency as Guide - Analogical Reasoning in Judicial Decision-Making
112(7)
7.4 Coherence, Legal Principles and Inductive Reasoning
119(4)
7.4.1 Coherence as a Constraint
120(1)
7.4.2 Coherence as a Guide: 'Principle-Based' Judicial Reasoning
120(3)
7.5 Conclusion Regarding Legal Reasoning
123(1)
References
124(3)
8 The Role and Assessment of the Factual Circumstances
127(14)
8.1 The Nature of the Factual Circumstances
128(11)
8.1.1 The Problem of Relevance
129(3)
8.1.2 The Problem of Frame of Reference
132(2)
8.1.3 The Problem of 'Truth' and Sufficiency of Proof
134(3)
8.1.4 The Problem of Practical Process - The Methods of Factual Assessment
137(2)
8.2 Conclusions Regarding the Assessment of Fact
139(1)
References
139(2)
9 Evaluation and the Application of Law to Fact
141(18)
9.1 Judicial Choice and the Limits of Logic
142(3)
9.2 Influences in Judicial Evaluation, Choice and Justification
145(4)
9.2.1 Influences Regarding Dispute-Resolution
146(1)
9.2.2 Influences Regarding Social (Normative) Governance
147(2)
9.3 Application and Final Determination
149(2)
9.3.1 The Final Act of Application and Resolution
150(1)
9.4 Correctness, Justification and the Importance of Process in Judicial Decision-Making
151(3)
References
154(5)
Part IV Judicial Impartiality, Deviations and Threats to Judicial Method
10 Principles of Judicial Impartiality: Threats to the Independence and Impartiality of Judges
159(22)
10.1 The Relationship Between Judicial Independence and Judicial Impartiality
161(9)
10.1.1 The Origins of Independence and Impartiality
162(1)
10.1.2 The Interrelationship Between the Concepts: International Statements and Declarations
163(3)
10.1.3 Competing Conceptions of Judicial Independence
166(2)
10.1.4 Independence as Impartiality
168(2)
10.2 The Nature of Judicial Impartiality: Improper and Unacceptable Threats to Judicial Decision-Making
170(2)
10.3 Identifying Threats to Judicial Impartiality
172(4)
10.3.1 'Influence' on Judicial Decision-Making
172(1)
10.3.2 'Improper Influence' and the Judicial Method
173(1)
10.3.3 'Unacceptable Influence' and the Judicial Function
173(2)
10.3.4 Conclusions Regarding the Identification of Threats to Judicial Impartiality
175(1)
10.4 Characterising Threats to Judicial Impartiality
176(3)
10.4.1 Implications from the Flexible and Dynamic Nature of the Concept
177(2)
References
179(2)
11 Dispute-Specific Threats to Impartiality
181(16)
11.1 The Nature and Form of Dispute-Specific Threats to Impartiality
182(2)
11.1.1 Appearance and Perception of Threat
184(1)
11.2 Particular Dispute-Specific Threats to Impartiality
184(11)
11.2.1 Material Threats to Impartiality
185(1)
11.2.2 Relationship Threats to Impartiality
186(6)
11.2.3 Issue-Based Threats to Impartiality
192(3)
References
195(2)
12 Structural Threats to Impartiality
197(30)
12.1 The Nature and Form of Structural Threats to Impartiality
198(2)
12.1.1 Characterising of Threats to Structural Impartiality
199(1)
12.2 Particular Threats to & Responses of Structural Impartiality
200(19)
12.2.1 Threats to the Judge as a Person
200(6)
12.2.2 Threats to the Judicial 'Job'
206(7)
12.2.3 Threats to the Judicial Institution
213(4)
12.2.4 Threats Internal to the Judicial Institution
217(2)
12.3 Conclusions Regarding Judicial Impartiality
219(2)
References
221(6)
Part V Judicial Integrity and Accountability
13 Principles of Judicial Integrity and Accountability
227(22)
13.1 The Active Promotion of Adherence to the Principles of Judging
228(5)
13.1.1 A Concept Often Acclaimed, But Too Rarely Considered
231(2)
13.2 The Scope of Judicial Accountability
233(2)
13.2.1 Defining the Concept of 'Accountability'
234(1)
13.3 The Nature and Purpose of Judicial Accountability
235(9)
13.3.1 The Relationship Between the Judicial Function and Judicial Accountability
236(1)
13.3.2 The 'External Objective' and 'Internal Subjective' Aspects of Accountability
237(4)
13.3.3 The Limits of Judicial Accountability
241(1)
13.3.4 The Relationship Between Judicial Accountability and Judicial Impartiality
242(2)
13.4 Final Observation of the Foundational Principles of Judicial Accountability
244(2)
References
246(3)
14 Mechanisms of Accountability
249(46)
14.1 Characterising Mechanisms of Accountability
250(3)
14.1.1 Existing Taxonomies for Characterising Judicial Accountability Mechanisms
250(2)
14.1.2 A Responsive Taxonomy for Characterising Judicial Accountability Mechanisms
252(1)
14.1.3 Defining the Families of Mechanisms
252(1)
14.2 Personal Conduct and Behaviour of the Individual Judge
253(16)
14.2.1 The Professional Disciplining and Sanctioning of Judges
255(8)
14.2.2 Immunity, Civil and Criminal Liability
263(4)
14.2.3 Informal Social Mechanisms of Accountability
267(2)
14.3 The Substantive Performance of the Judicial Role
269(13)
14.3.1 'Open Justice' - Accountability Through Process
270(2)
14.3.2 Judicial Reasons - Accountability Through Justification
272(3)
14.3.3 Judicial Review and Appeal - Consistency, Correctness and Accountability
275(2)
14.3.4 Internal Processes - Accountability Through Internal Mechanisms
277(2)
14.3.5 Criticism and Critique - Testing the Merit of Judicial Determinations
279(3)
14.4 Accountability for the Administration and Operation of the Judicial Institution
282(6)
14.4.1 Financial and Economic Accountability
283(1)
14.4.2 Judicial Management, Performance Standards and Accountability
284(3)
14.4.3 Institutional Reporting Mechanisms and Accountability
287(1)
14.5 Concluding Remarks on Judicial Accountability
288(1)
References
289(6)
Part VI Conclusions - The Idea of the Court
15 The Idea of a Court
295
15.1 Defending the Idea of Courts
296(2)
15.2 Understanding Function Requires a Broad Framework
298(2)
15.3 Moving Beyond the Status Quo - Re-imagining the Future of Courts
300(2)
References
302
Joe McIntyre is a Senior Lecturer in the School of Law at the University of South Australia, Adelaide, Australia. He undertook his doctoral research at the University of Cambridge, and has held academic posts in the UK, Canada and Australia. His research focuses on the critical and comparative study of courts, both in the exposition of primary concepts and the application of those concepts in concrete situations. This applied research covers such diverse areas as civil procedure reform, the operation of international tribunals, public law limits on the operation of courts, the digitisation of courts, and the empirical analysis of judicial decision-making.